FCA Umbrella

Bristol York provides FCA compliance, regulatory and administrative support to individuals and teams, enabling them to work under the umbrella of Bristol York’s FCA regulatory permissions.

This allows Bristol York's client to commence regulated activities within a relatively short timeframe without the set-up costs, lengthy application process (up to nine months) and capital adequacy requirement (minimum €50,000) that are required by the FCA if a firm decides to take the principal firm route.

For more information please contact Henry Spratt at henrys@bristolyork.com

 

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